Lawrence Fann
Lawrence Fann is a registered investment advisor at UBS Financial Services INC., based in Phoenix, AZ, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
2575 East Camelback Road, Suite 900, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2007Customer Dispute
January 2001Customer Dispute
August 1998Other Business Activities
Lawrence is involved with the Canadian Arizona Business Council and Phoenix Children's Hospital, dedicating a few hours per week to each. He is also an active owner of Lauemi Investments LP and successor manager of Bernard Street Investments LLC, which is in the process of being closed.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Piper Jaffray INC.Broker
Prudential Securities IncorporatedBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.