TrueAdvisor
TrueAdvisor
JR
JR

Jill Richardson

Oppenheimer & CO. INC.
37 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jill Richardson is a registered investment advisor at Oppenheimer & CO. INC., based in Fort Lauderdale, FL, with 37 years of industry experience. Jill is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 South East 3rd Avenue, Suite 2100, Fort Lauderdale, FL, 33394

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jill is a co-owner of Gallery of Modern Masters since 2006 and is involved with Zero Carbon Construction Group, Bristol West Enterprises, and International Fine Art. She also serves as a financial advisor for multiple trusts, including trusts for Haley Soble, Victor Soble, and the Jill and Zach Richardson Trust, dedicating minimal time to each.

Employment History
Current Registrations
Oppenheimer & CO. INC.
August 2009 - Present · 17 yrs 2 mos
Oppenheimer & CO. INC.
May 2009 - Present · 17 yrs 5 mos
Oppenheimer & CO. INC.Broker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 1997 - May 2009 · 12 yrs
Citigroup Global Markets INC.Broker
May 1997 - May 2009 · 12 yrs
Oppenheimer & CO., INC.Broker
July 1992 - May 1997 · 4 yrs 10 mos
J. W. Gant & Associates, INC.Broker
February 1989 - July 1992 · 3 yrs 5 mos
State Registrations14 states
AZCACTFLGAMAMEMIMNNJNYPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fort Lauderdale, FL →All financial advisors in Florida →