Alberto Castaner
Alberto Castaner is a registered investment advisor at Oppenheimer & CO. INC., based in Fort Lauderdale, FL, with 39 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
100 South East 3rd Avenue, Suite 2100, Fort Lauderdale, FL, 33394
Get directionsHistory
Regulatory History (9)
Customer Dispute
January 2020Customer Dispute
October 2018Customer Dispute
September 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
September 2017Customer Dispute
January 2017Customer Dispute
October 2014Customer Dispute
November 2011Other Business Activities
Alberto is the trustee of the Jose Luis Castaner Trust, managing investments for his nephews. He also serves as the executor of his deceased brother's estate, managing brokerage accounts for his nephews, dedicating minimal time to these activities.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Popular Securities, LLC
Popular Securities, INC.
Popular Securities, LLCBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Prudential-Bache Capital Funding Puerto Rico INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.