Loren Ben
Loren Ben is a registered investment advisor at Oppenheimer & CO. INC., based in Fort Lauderdale, FL, with 50 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
Fort Lauderdale, FL
Get directionsHistory
Regulatory History (2)
Regulatory
March 2016Customer Dispute
January 2010Other Business Activities
Loren is a trustee for BP Enterprises, a family limited partnership with a single real estate investment. This activity requires minimal time.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Oppenheimer & CO., INC.Broker
Cibc World Markets CORP.Broker
Gruntal & CO. IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Dean Witter Reynolds INC.Broker
Spencer, Swain & CO., INC.Broker
Security First Financial, INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
H. C. Copeland and Associates Equities, INC.Broker
Security Investment Services CORP.Broker
Nel Equity Services CorporationBroker
Buttonwood Securities Corporation of MassachusettsBroker
Prudential-Bache Securities INC.Broker
Bache Halsey Stuart INC.Broker
First New England Securities CorporationBroker
Hawthorne Securities CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.