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Daniel Morales

Edward Jones
37 Years of Experience
West Palm Beach, FL
1 DisclosureBroker
View SEC Summary
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Daniel Morales is a registered investment advisor at Edward Jones, based in West Palm Beach, FL, with 37 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 S Australian Ave STE 210, West Palm Beach, FL, 33401-6223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
May 2019 - Present · 7 yrs 5 mos
Edward JonesBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - May 2019 · 2 yrs 2 mos
MML Investors Services, LLC
March 2017 - May 2019 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
January 2012 - January 2015 · 3 yrs
New England SecuritiesBroker
November 2011 - January 2015 · 3 yrs 2 mos
Newbridge Financial Services Group, INC.
March 2009 - November 2011 · 2 yrs 8 mos
Newbridge Securities CorporationBroker
February 2009 - November 2011 · 2 yrs 9 mos
Westminster Financial Advisory CORP
February 2003 - February 2009 · 6 yrs
Westminster Financial Securities, INC.Broker
November 2001 - February 2009 · 7 yrs 3 mos
Moors & Cabot, INC.Broker
September 1999 - November 2001 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
December 1994 - October 1999 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - January 1995 · 3 yrs
Pruco Securities CorporationBroker
January 1989 - November 1991 · 2 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
January 1989 - November 1991 · 2 yrs 10 mos
State Registrations14 states
COFLGAMANCNJNVNYPAPRSCTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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