WM
CFP
WM
CFP
William Mayer
37 Years of Experience
Memphis, TN
3 DisclosuresBroker
William Mayer is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010Denied
Customer Dispute
August 2009Denied
Customer Dispute
January 2001Settled
Other Business Activities
William is the founder of the Jane Giannini Mayer Foundation, a non-profit organization. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
March 2004 - February 2013 · 8 yrs 11 mos
Morgan Keegan & Company, INC.Broker
November 1988 - February 2013 · 24 yrs 3 mos
State Registrations18 states
ALAZCACOFLGALAMEMIMSNCNYTNTXUTVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.