Robert Perlman
Robert Perlman is a registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 37 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.
Fee Estimator
Location
45 Rockefeller Plaza, New York, NY, 10111
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2019Customer Dispute
July 2013Customer Dispute
May 2002Employment History
Current Registrations
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Lehman Brothers INC.
Lehman Brothers INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason Park, CFARockefeller Capital Management
- Todd Ives, CFPRockefeller Capital Management
- Alessandra Sirabella, CFPRockefeller Capital Management
- Douglas Moglia, CFARockefeller Capital Management
- Kenneth ShapiroRockefeller Capital Management
- Sharon Magner, CFPRockefeller Capital Management