LM
CFP
LM
CFP

Luke Marino

9 Years of Experience
East Hartford, CT
Broker

Luke Marino is a CFP-designated registered investment advisor, based in East Hartford, CT, with 9 years of industry experience.

Location

101 East River Drive, 4th Floor, East Hartford, CT, 06108

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Luke is a partner of Risley Marino Group, which is doing business as Cetera Business.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
January 2018 - June 2019 · 1 yr 5 mos
Foresters Financial Services, INC.Broker
July 2016 - June 2019 · 2 yrs 11 mos
State Registrations18 states
ALCACOCTFLGAMAMENCNHNJNYPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.