CB
CB
Christopher Butler
37 Years of Experience
Woodland Hills, CA
9 DisclosuresBroker
Christopher Butler is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020Denied
Customer Dispute
May 2017Final
Customer Dispute
October 2016Settled
Customer Dispute
September 2016Settled
Customer Dispute
August 2016Settled
Customer Dispute
September 2015Settled
Customer Dispute
June 2009Settled
Customer Dispute
August 2002Award / Judgment
Customer Dispute
January 2001Denied
Other Business Activities
Christopher plays guitar in a band called Guilty Pleasures since 2013. This activity is not investment-related and takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
January 2010 - Present · 16 yrs 4 mos
Morgan Stanley
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - January 2010 · 6 yrs 6 mos
Wells Fargo Advisors, LLC
July 2003 - January 2010 · 6 yrs 6 mos
Prudential Securities Incorporated
July 2000 - July 2003 · 3 yrs
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Dean Witter Reynolds INC.Broker
November 1994 - July 2000 · 5 yrs 8 mos
Prudential Securities IncorporatedBroker
June 1990 - November 1994 · 4 yrs 5 mos
Dean Witter Reynolds INC.Broker
November 1988 - July 1990 · 1 yr 8 mos
State Registrations37 states
ALARAZCACOCTDCFLGAHIIAIDINKSMAMDMIMOMSMTNCNJNMNVNYOHORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.