Suzanna Soriano
Suzanna Soriano is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 21 years of industry experience. Suzanna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367
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Regulatory History (1)
Customer Dispute
January 2009Other Business Activities
Suzanna is a representative for doTERRA International since 2015. She is also a member involved in sales/marketing for Young Living since 2021, spending minimal time outside of business hours on this activity.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Crowell, Weedon & CO.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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