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Suzanna Soriano
21 Years of Experience
Woodland Hills, CA
1 DisclosureBroker
Suzanna Soriano is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367
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Regulatory History (1)
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Customer Dispute
January 2009Settled
Other Business Activities
Suzanna is a representative for doTERRA International since 2015. She is also a member involved in sales/marketing for Young Living since 2021, spending minimal time outside of business hours on this activity.
Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.
April 2008 - April 2015 · 7 yrs
UBS Financial Services INC.Broker
July 2007 - April 2015 · 7 yrs 9 mos
Crowell, Weedon & CO.Broker
October 2004 - May 2007 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.