PL
PL
Patrick Lowe
29 Years of Experience
Woodland Hills, CA
1 DisclosureBroker
Patrick Lowe is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2004Award / Judgment
Other Business Activities
Patrick works as an actor for the Quantum Leap TV series since 1989. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2011 - February 2022 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
November 2011 - February 2022 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2004 - November 2011 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - November 2011 · 7 yrs 7 mos
UBS Financial Services INC.
December 2000 - April 2004 · 3 yrs 4 mos
UBS Financial Services INC.Broker
October 2000 - April 2004 · 3 yrs 6 mos
Salomon Smith Barney INC.Broker
July 1996 - October 2000 · 4 yrs 3 mos
State Registrations27 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.