William Gotses
William Gotses is a registered investment advisor at Colorado Financial Service Corporation, based in La Jolla, CA, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable. Amounts over $2,500,000 are negotiable.
Fee Estimator
Location
La Jolla, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2011Other Business ActivitiesSells Insurance
William is a managing member of Gotses Financial Services, LLC and High Performance Motorsports LLC, a used car dealership and racing company. He also works with several insurance IMOs, spending about 10-20% of his time on insurance products and services.
Employment History
Current Registrations
Colorado Financial Service Corporation
Colorado Financial Service CorporationBroker
Previous Registrations
Silber Bennett Financial, INC.
Silber Bennett Financial, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Ba Investment Services, INC.Broker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
Gaf Financial and Insurance ServicesBroker
Pamco Securities and Insurance ServicesBroker
J. W. Gant & Associates, INC.Broker
L.F. Thompson & CompanyBroker
The Stuart-James Company, IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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