Ronald Purdy
Ronald Purdy is a CFP-designated registered investment advisor at Esi Financial Advisors, based in Sandy Springs, GA, with 33 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.
Fee Estimator
Location
5555 Glenridge Connector, Suite 525, Sandy Springs, GA, 30342
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronald is a limited partner in Wall Purdy Family LLC, a rental real estate business, since 2006, dedicating minimal time. He is also an insurance agent selling life, health, LTC, and DI insurance through Pradnet and C&S Benefits, and operates an insurance business under the DBA Apogee Financial Partners, selling insurance products from National Life, LSW, and other companies.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Metlife Securities INC.Broker
New England Securities Corporation
New England SecuritiesBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
TD Waterhouse Investor Services, INC.Broker
Investors Center, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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