David Crist
David Crist is a CFP-designated registered investment advisor at J. W. Cole Advisors, INC., based in Irvine, CA, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
560 Wald, Irvine, CA, 92618
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Regulatory History (1)
Customer Dispute
March 2007Other Business ActivitiesSells Insurance
David is the President & CCO/Investment Advisor Representative for Win-Team Advisory Services/Win-Team Insurance Services Inc. and an insurance agent selling fixed insurance products, dedicating nearly full-time hours to this. He also serves as co-trustee for multiple irrevocable trusts, dedicates about a quarter of his time as President/Owner of DWC Financial Services, Inc., and works as a Branch Manager/Registered Representative and Investment Advisor Representative for J.W. Cole Financial, Inc. and J.W. Cole Advisors, Inc., respectively.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Win Team Advisory Services
Previous Registrations
First Allied Securities, INC.
First Allied Securities, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Financial Network Investment CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.