Manuel Rivero is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131
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Regulatory History (3)
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Customer Dispute
November 2000Denied
Customer Dispute
January 1998Award / Judgment
Customer Dispute
December 1997Closed-No Action
Other Business Activities
Manuel is listed as a non-working officer of Improving Bodies LLC, a personal fitness training company owned by his wife. This activity is investment-related but does not require any time commitment from Manuel.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
March 1994 - June 2009 · 15 yrs 3 mos
Citigroup Global Markets INC.Broker
March 1994 - June 2009 · 15 yrs 3 mos
Barnett Investments, INC.Broker
September 1990 - April 1994 · 3 yrs 7 mos
Dean Witter Reynolds INC.Broker
June 1989 - September 1990 · 1 yr 3 mos
J. W. Gant & Associates, INC.Broker
March 1989 - May 1989 · 2 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.