Manuel Rivero is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 37 years of industry experience. Manuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131
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Regulatory History (3)
Customer Dispute
November 2000Customer Dispute
January 1998Customer Dispute
December 1997Other Business Activities
Manuel is listed as a non-working officer of Improving Bodies LLC, a personal fitness training company owned by his wife. This activity is investment-related but does not require any time commitment from Manuel.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Barnett Investments, INC.Broker
Dean Witter Reynolds INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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