KM
KM
Kenneth Mahoney
37 Years of Experience
Boca Raton, FL
6 DisclosuresBrokerSells Insurance
Kenneth Mahoney is a registered investment advisor, based in Boca Raton, FL, with 37 years of industry experience.
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (6)
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Judgment / Lien
October 2024Customer Dispute
July 2016Settled
Regulatory
January 2008Final
Customer Dispute
January 2006Settled
Customer Dispute
February 1999Award / Judgment
Customer Dispute
July 1995Settled
Other Business ActivitiesSells Insurance
Kenneth provides financial and insurance services through Mahoney Asset Management and is a licensed insurance agent. He also authored a book and owns real estate through KRM Realty and KD International Group Realty Inc.
Employment History
Current Registrations
Newbridge Securities Corporation
April 2019 - Present · 7 yrs 1 mo
Nfsg Corporation
April 2019 - Present · 7 yrs 1 mo
Newbridge Securities CorporationBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Strategy Asset Managers L.L.C.
May 2019 - July 2019 · 2 mos
Holly Street Wealth Advisors
February 2019 - July 2019 · 5 mos
Aurora Capital LLCBroker
January 2006 - July 2019 · 13 yrs 6 mos
Wachovia Securities, LLCBroker
April 2000 - January 2006 · 5 yrs 9 mos
Prudential Securities IncorporatedBroker
January 1995 - April 2000 · 5 yrs 3 mos
Painewebber IncorporatedBroker
March 1992 - February 1995 · 2 yrs 11 mos
David Lerner Associates, INC.Broker
March 1989 - March 1992 · 3 yrs
F.D. Roberts Securities, INC.Broker
February 1989 - October 1989 · 8 mos
State Registrations26 states
AZCACOCTDEFLGAINKYLAMDNCNJNMNVNYOHOKPAPRRISCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.