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Anthony Cristiano

36 Years of Experience
Paramus, NJ
2 DisclosuresBroker

Anthony Cristiano is a registered investment advisor at RBC Capital Markets, LLC, based in Paramus, NJ, with 36 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

650 From Road, Suite 225, Paramus, NJ, 07652-3517

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Settled
Customer Dispute
June 2002
Denied
Other Business Activities

Anthony is a member of the board of directors for the Jersey City Medical Center Foundation, the fundraising arm of the hospital. This involves quarterly meetings and assistance with events, requiring minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
March 2023 - Present · 3 yrs 6 mos
RBC Capital Markets, LLC
March 2023 - Present · 3 yrs 6 mos
RBC Capital Markets, LLCBroker
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2013 - April 2023 · 9 yrs 8 mos
UBS Financial Services INC.
August 2013 - April 2023 · 9 yrs 8 mos
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2002 - April 2007 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 1994 - April 2007 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - July 1994 · 3 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1989 - February 1991 · 1 yr 3 mos
Equico Securities, INC.Broker
November 1989 - February 1991 · 1 yr 3 mos
State Registrations7 states
CTFLNJNYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.