Andrew Gergatsoulis is a registered investment advisor at Aegis Capital CORP., based in Bordentown, NJ, with 36 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
Bordentown, NJ
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2022Customer Dispute
June 2014Other Business Activities
Andrew is the owner of AG Capital Holdings LLC, an investment-related LLC, since 2013. The investment account is currently inactive and requires minimal time.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Aegis Capital CORP.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Aegis Capital CORP.
Aegis Capital CORP.Broker
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Jwgenesis Securities, INC.Broker
Josephthal & CO., INC.Broker
Hampshire Securities CorporationBroker
First Cambridge Securities CorporationBroker
Prudential Securities IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Bishop, Rosen & CO., INC.Broker
Prudential-Bache Securities INC.Broker
First Investors CorporationBroker
Oppenheimer & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.