PC
PC

Peter Conniff

34 Years of Experience
Ridgewood, NJ

Peter Conniff is a registered investment advisor at Asset Allocation & Research LLC, based in Ridgewood, NJ, with 34 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

143 East Ridgewood Ave, Box 510, Ridgewood, NJ, 07450

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Asset Allocation & Research LLC
November 2025 - Present · 6 mos
Castlestone Management LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Castlestone Management LLC
November 2016 - December 2018 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2015 - June 2016 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2015 - June 2016 · 1 yr 5 mos
Scottrade, INC.Broker
July 2013 - January 2015 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - December 2011 · 14 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1989 - December 2011 · 22 yrs 11 mos
State Registrations1 state
NJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.