TrueAdvisor
TrueAdvisor
DS
DS

Daniel Statz

Stifel, Nicolaus & Company, Incorporated
37 Years of Experience
Madison, WI
1 DisclosureBroker
View SEC Summary
View SEC Summary

Daniel Statz is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Madison, WI, with 37 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2501 W Beltline Highway, Suite 401, Madison, WI, 53713

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2002 - Present · 24 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2002 - Present · 24 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2002 - Present · 24 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
September 1992 - August 2002 · 9 yrs 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1989 - September 1992 · 3 yrs
Coltrane Securities Network, INC.Broker
June 1989 - August 1989 · 2 mos
Drake & Company Investment Services, INC.Broker
March 1989 - June 1989 · 3 mos
First Securities CorporationBroker
February 1989 - March 1989 · 1 mo
State Registrations17 states
AZCAFLGAILKSMAMIMNNCNJNYTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Madison, WI →All financial advisors in Wisconsin →