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John Scinto

Transamerica Financial Advisors, LLC
37 Years of Experience
Trumbull, CT
5 DisclosuresBrokerSells Insurance
View SEC Summary
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John Scinto is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Trumbull, CT, with 37 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Regina St, Trumbull, CT, 06611

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2012
Judgment / Lien
May 2012
Judgment / Lien
December 2009
Judgment / Lien
May 2009
Customer Dispute
January 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He also works as an accountant and tax preparer, and is the President and a consultant/real estate broker for Worldwide Entities Inc., dedicating minimal time to these activities.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
May 2008 - January 2012 · 3 yrs 8 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
January 1996 - April 2002 · 6 yrs 3 mos
PFS Investments INC.Broker
May 1989 - November 1995 · 6 yrs 6 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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