Richard Giffin is a registered investment advisor at Amuni Financial, INC., based in Little Rock, AR, with 37 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 283 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual fee is generally up to 3.00% depending on the selected program. Fees are negotiable based on account size and services provided.
Fee Estimator
Location
1501 N University Ave, Suite 330, Little Rock, AR, 72207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Amuni Financial, INC.
Amuni Financial, INC.Broker
Previous Registrations
Powell & Satterfield, INC.Broker
Ruff Securities CorporationBroker
Swink & Company, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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