Richard Giffin is a registered investment advisor at Amuni Financial, INC., based in Little Rock, AR, with 36 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 252 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Amuni Financial manages investments through various programs, each with its own fee structure. The fees are a percentage of the assets in your account. The exact fee you pay depends on the specific program you choose and may be negotiable. The combination of fees for Amuni and any third-party managers will not exceed 3%.
Location
1501 N University Ave, Suite 330, Little Rock, AR, 72207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Amuni Financial, INC.
Amuni Financial, INC.Broker
Previous Registrations
Powell & Satterfield, INC.Broker
Ruff Securities CorporationBroker
Swink & Company, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.