SM
CFP
SM
CFP

Scott Miller

37 Years of Experience
Boca Raton, FL
1 DisclosureBrokerSells Insurance

Scott Miller is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 37 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4800 N Federal Hwy Ste D200, Boca Raton, FL, 33431-3413

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Other Business ActivitiesSells Insurance

Scott owns commercial real estate since 2013 and investment real estate through a stand-alone LLC since 2012, dedicating minimal time to the latter. Scott also works as an independent insurance broker since 2005, and runs a business to help manage his practice, spending about 10-20% of his time on it.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2008 - Present · 18 yrs 1 mo
Ameriprise Financial Services, LLC
April 2008 - Present · 18 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2008 - Present · 18 yrs 1 mo
Previous Registrations
Jefferson Pilot Securities CorporationBroker
February 2008 - April 2008 · 2 mos
Ing Financial Partners, INC
August 2005 - February 2008 · 2 yrs 6 mos
Ing Financial Partners, INC.Broker
July 2005 - February 2008 · 2 yrs 7 mos
American Express Financial Advisors, INC.
November 1995 - July 2005 · 9 yrs 8 mos
American Express Financial Advisors INC.Broker
March 1989 - July 2005 · 16 yrs 4 mos
Ids Life Insurance CompanyBroker
March 1989 - July 2005 · 16 yrs 4 mos
State Registrations47 states
ALARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Miller - Financial Advisor | TrueAdvisor