James Washburn
James Washburn is a CFP-designated registered investment advisor at LPL Financial LLC, based in St George, UT, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
123 S River Rd, St George, UT, 84790
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells life insurance, fixed annuities, disability, and Medicare plans through Mountain American Insurance Services, dedicating about 10-20% of his time. He also has a business entity, Cambridge Insurance Services, for tax/investment purposes, and Mountain America Investment Services as a DBA for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Truenorth Wealth
Foresight Wealth Management, LLC
Securities Service Network, INC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Nylife Securities INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.