Daniel Prentice is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lake Oswego, OR, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5200 Meadows Rd., Suite 200, Lake Oswego, OR, 97035
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel operates Columbia Benefit Consulting as a DBA for his LPL business. This investment-related activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Analysts
Lincoln InvestmentBroker
Lincoln Investment
The Leaders Group, INC.Broker
Tlg Advisors, INC.
Vanderbilt Securities, LLCBroker
Vanderbilt Advisory Services
Kms Financial Services, INC.Broker
Kms Financial Services, INC
New England Securities Corporation
New England SecuritiesBroker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Mony Securities Corporation
Mony Securities CorporationBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Mutual Service CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
MML Investors Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.