Raul Hernandez
Raul Hernandez is a registered investment advisor at LPL Financial LLC, based in Lake Oswego, OR, with 17 years of industry experience. Raul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4949 Meadows Rd Ste 350, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2022Other Business Activities
Raul operates his LPL business under the DBA BMO Investment Services and also works as an advisor at BMO Bank NA. He dedicates about half his time to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis)
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason MeiwesLPL Financial LLC
- Preston Schumacher, CFP, ChFCLPL Financial LLC
- Daniel Prentice, ChFCLPL Financial LLC
- Tammi Ortega, CFPLPL Financial LLC
- Nikolaas Schuurmans, CFAWaverly Advisors, LLC
- Claudia Porter, CFPRfg Advisory, LLC