Preston Schumacher
Preston Schumacher is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Lake Oswego, OR, with 21 years of industry experience. Preston is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4800 Meadows Rd Ste 300, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2012Other Business Activities
Preston operates his LPL business through Lucia Capital Group, dedicating all of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lucia Securities, LLCBroker
Lucia Capital Group
First Allied Securities, INC.Broker
Raymond J. Lucia Companies, INC.
Securities America, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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