John Mann
John Mann is a registered investment advisor at UBS Financial Services INC., based in Baton Rouge, LA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
7150 Jefferson Highway, Baton Rouge, LA, 70806
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2010Other Business Activities
John owns several real estate properties and is the sole owner of FJMHC, LLC (now Pleasant Oaks Park LLC), Pleasant Oaks Homes, LLC, Pleasant Oaks Mobile Home Park, 13405, LLC, JGM Investments, and Mann Energy, LLC, which he uses to hold a 3% share in an oil well venture. He dedicates minimal time to these businesses.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.