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David Kecskes

Zacks Investment Management, INC.
32 Years of Experience
Cincinnati, OH
5 Disclosures
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David Kecskes is a registered investment advisor at Zacks Investment Management, INC., based in Cincinnati, OH, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 3,741 clients with $15B in assets under management.

Zacks Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
83 advisors
Number of Clients
3,741 clients
Average Client Portfolio
$3.9M average
Assets Under Management
$14.6B

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.80%
$500K - $1.0M1.65%
$1.0M - $1.5M1.50%
$1.5M - $2.0M1.45%
$2.0M - $2.5M1.35%
$2.5M - $3.0M1.30%
$3.0M - $3.5M1.25%
$3.5M - $4.0M1.20%
$4.0M - $4.5M1.15%
$4.5M - $5.0M1.10%
$5.0M - $10.0M1.05%
$10M+1.00%

Fees are payable quarterly in advance. Fixed-income accounts and other strategies have alternative fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cincinnati, OH

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Denied
Regulatory
October 2008
Final
Customer Dispute
September 2008
Denied
Regulatory
June 2008
Final
Employment Separation After Allegations
July 2006
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Zacks Investment Management, INC.
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
June 2007 - January 2008 · 7 mos
Lincoln Financial Advisors Corporation
June 2007 - January 2008 · 7 mos
PNC InvestmentsBroker
October 2006 - March 2007 · 5 mos
PNC Investments
October 2006 - March 2007 · 5 mos
Fifth Third Securities, INC.
November 2004 - August 2006 · 1 yr 9 mos
Fifth Third Securities, INC.Broker
July 1999 - August 2006 · 7 yrs 1 mo
Conseco Financial Services, INC.Broker
August 1995 - August 1999 · 4 yrs
Kohn Financial CorporationBroker
April 1994 - August 1995 · 1 yr 4 mos
The Huntington Investment CompanyBroker
May 1993 - April 1994 · 11 mos
State Registrations3 states
INKYOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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