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Joseph Okeefe

Ameriprise Financial Services, LLC
37 Years of Experience
Bedford, NH
1 DisclosureBroker
View SEC Summary
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Joseph Okeefe is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bedford, NH, with 37 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5 Bedford Farms, Fl 3, Bedford, NH, 03110-6531

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1994
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2012 - Present · 14 yrs 8 mos
Ameriprise Financial Services, LLC
February 2012 - Present · 14 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
June 2006 - April 2007 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2006 - June 2006 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - June 2006 · 3 mos
Advest, INC.
April 1999 - March 2006 · 6 yrs 11 mos
Advest, INC.Broker
April 1995 - March 2006 · 10 yrs 11 mos
Prudential Securities IncorporatedBroker
November 1992 - May 1995 · 2 yrs 6 mos
Tucker Anthony IncorporatedBroker
November 1990 - November 1992 · 2 yrs
Lehman Brothers INC.Broker
April 1989 - December 1990 · 1 yr 8 mos
State Registrations24 states
AZCACOCTFLGAKYMAMEMIMONCNDNHNMNVNYORPAPRSCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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