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Daniel Nowak

VALIC Financial Advisors, INC.
32 Years of Experience
Orlando, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Nowak is a registered investment advisor at VALIC Financial Advisors, INC., based in Orlando, FL, with 32 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B

Fee Structure

  • Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
  • Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
  • The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

3505 Lake Lynda Drive, Suite 200, Orlando, FL, 32817

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2020
Final
Financial
February 2018
Final
Customer Dispute
December 2015
Denied
Customer Dispute
January 2009
Settled
Customer Dispute
April 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel serves as a FINRA arbitrator, dedicating minimal time to hearing disputes. He also works as an agent for non-securities insurance products and assists with online sales of Disney items and collectibles, dedicating minimal time to each activity.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
July 2016 - Present · 9 yrs 10 mos
VALIC Financial Advisors, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Grace Capital Management, LLC
March 2016 - July 2016 · 4 mos
CUNA Brokerage Services, INC.
July 2014 - January 2016 · 1 yr 6 mos
CUNA Brokerage Services, INC.Broker
July 2014 - January 2016 · 1 yr 6 mos
Strategic Advisers, INC.
October 2012 - October 2013 · 1 yr
Fidelity Brokerage Services LLCBroker
September 2012 - October 2013 · 1 yr 1 mo
Chase Investment Services CORP.
July 2008 - September 2012 · 4 yrs 2 mos
Chase Investment Services CORP.Broker
July 2008 - September 2012 · 4 yrs 2 mos
TD Ameritrade, INC.
January 2006 - April 2008 · 2 yrs 3 mos
TD Ameritrade, INC.Broker
November 2005 - April 2008 · 2 yrs 5 mos
Essex National Securities, INC.Broker
February 2005 - November 2005 · 9 mos
Charles Schwab & CO., INC.Broker
November 2003 - January 2005 · 1 yr 2 mos
Wachovia Securities, LLCBroker
August 2003 - November 2003 · 3 mos
Essex National Securities, INC.Broker
May 2000 - June 2003 · 3 yrs 1 mo
The Dreyfus Service CorporationBroker
October 1994 - March 2000 · 5 yrs 5 mos
Reliastar Financial Marketing CORP.Broker
July 1994 - July 1994 · 0 mos
Independent Financial Securities, INC.Broker
June 1993 - July 1994 · 1 yr 1 mo
Natwest Investor Services CorporationBroker
September 1992 - June 1993 · 9 mos
MML Investors Services, INC.Broker
December 1991 - August 1992 · 8 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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