Thomas Alley is a registered investment advisor at Supreme Alliance LLC, based in Charlotte, NC, with 35 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 78 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the owner and president of an insurance and investment brokerage since 1996. He dedicates about 10-20% of his time to fixed insurance and annuity product sales and service.
Employment History
Current Registrations
Supreme Alliance LLC
Supreme Alliance LLC
Supreme Alliance LLCBroker
Previous Registrations
Brookstone Wealth Advisors, LLC
Aag Capital, INCBroker
Talon Private Wealth, LLC
LPL Financial LLC
LPL Financial LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
American General Securities Incorporated
American General Securities IncorporatedBroker
American General Securities, Incorporated
Franklin Financial Services CorporationBroker
Guardian Investor Services CorporationBroker
New England SecuritiesBroker
Northwestern Mutual Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.