Erle Petrie
Erle Petrie is a CFP-designated registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20 Corporate Park Ste 150, Irvine, CA, 92606
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2007Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Erle is involved in several outside business activities. These include Coast Financial Partners (DBA for LPL business), real estate rental, non-variable insurance sales, and working as an ice hockey referee. He dedicates minimal time to Coast Financial Partners and non-variable insurance sales, and about 10-20% of his time to refereeing.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Immg
Securities America, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.