JN
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John Nilson

33 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

John Nilson is a registered investment advisor at Stratos Wealth Partners, LTD, based in Scottsdale, AZ, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
376 advisors
Number of Clients
21,699 clients
Average Client Portfolio
$667K average
Assets Under Management
$14.5B

Fee Structure

Minimum Investment:$10K

Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.

With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.

A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.

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Location

6909 E Greenwy Parkway, Suite 295, Scottsdale, AZ, 85254

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1999
Settled
Other Business Activities

John is an Investment Advisor Representative (IAR) with Stratos Wealth Partners, LTD since August 2021, providing investment advisory services, dedicating full-time hours to this role. He also uses Stratos Wealth Partners LTD as a DBA for his LPL business, also dedicating full-time hours.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
LPL Financial LLC
February 2015 - July 2021 · 6 yrs 5 mos
LPL Financial LLCBroker
October 2011 - July 2014 · 2 yrs 9 mos
LPL Financial LLC
October 2011 - July 2014 · 2 yrs 9 mos
LPL Financial Corporation
November 2007 - May 2010 · 2 yrs 6 mos
Uvest Financial Services Group, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Uvest Financial Services Group, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Webster Investment Services, INC
March 2001 - February 2007 · 5 yrs 11 mos
Webster Investment Services, INC.Broker
July 1999 - February 2007 · 7 yrs 7 mos
Lawson Financial CorporationBroker
September 1993 - July 1999 · 5 yrs 10 mos
Main Street Management CompanyBroker
July 1991 - November 1992 · 1 yr 4 mos
Vanderbilt Securities, INC.Broker
June 1989 - August 1989 · 2 mos
State Registrations6 states
AZCOCTILTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Nilson - Financial Advisor | TrueAdvisor