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Thomas Seifert

Stratos Wealth Partners, LTD
47 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Thomas Seifert is a registered investment advisor at Stratos Wealth Partners, LTD, based in Scottsdale, AZ, with 47 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.

Stratos Wealth Partners, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
386 advisors
Number of Clients
25,391 clients
Average Client Portfolio
$734K average
Assets Under Management
$18.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6909 E Greenway Parkway, Suite 295, Scottsdale, AZ, 85254

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History

Regulatory History (1)
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Customer Dispute
March 2011
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is affiliated with Stratos Wealth Partners as a DBA for LPL business and as an Investment Advisor Representative (IAR) with Stratos Wealth Partners, LTD. He dedicates full-time hours to these investment-related activities.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
October 2020 - Present · 6 yrs
LPL Financial LLC
October 2020 - Present · 6 yrs
LPL Financial LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Waddell & ReedBroker
September 2020 - November 2020 · 2 mos
Waddell & Reed
September 2020 - November 2020 · 2 mos
Oppenheimer & CO. INC.
October 2007 - September 2020 · 12 yrs 11 mos
Oppenheimer & CO. INC.Broker
February 2007 - September 2020 · 13 yrs 7 mos
UBS Financial Services INC.Broker
August 2006 - March 2007 · 7 mos
Piper Jaffray & CO.
April 2004 - December 2004 · 8 mos
Piper Jaffray & CO.Broker
June 2001 - August 2006 · 5 yrs 2 mos
Prudential Securities IncorporatedBroker
January 1984 - July 2001 · 17 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1979 - January 1984 · 4 yrs 7 mos
State Registrations6 states
AZMANJOHTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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