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CFP
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CFP

Jay Spector

Stratos Wealth Partners, LTD
19 Years of Experience
Scottsdale, AZ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jay Spector is a CFP-designated registered investment advisor at Stratos Wealth Partners, LTD, based in Scottsdale, AZ, with 19 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 25,391 clients with $19B in assets under management.

Stratos Wealth Partners, LTD
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
386 advisors
Number of Clients
25,391 clients
Average Client Portfolio
$734K average
Assets Under Management
$18.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap and SWM accounts. Specific program fees may vary up to 3.0% depending on the chosen platform, custodian, or third-party manager.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6909 E Greenway Parkway, Suite 195, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jay is involved in several business activities, including serving as an investment advisor through Stratos Wealth Partners, LTD and operating under multiple DBAs for his LPL business. He also co-owns Spector Luxury Travel dba The Porthole Traveler and is involved with Dial Junkies, LLC.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
July 2017 - Present · 9 yrs 3 mos
LPL Financial LLCBroker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
LPL Financial LLC
November 2025 - July 2026 · 8 mos
LPL Financial LLC
July 2017 - July 2017 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - July 2017 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - July 2017 · 6 yrs 4 mos
Wells Fargo Advisors, LLC
November 2009 - March 2011 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
March 2008 - March 2011 · 3 yrs
RBC Capital Markets CorporationBroker
November 2006 - March 2008 · 1 yr 4 mos
State Registrations33 states
AKAZCACOCTDCFLHIIAIDILINKSLAMAMEMIMOMTNCNJNMNVNYOHORSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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