John Mauldin
John Mauldin is a registered investment advisor at Hightower Advisors, LLC, based in New York, NY, with 35 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.
Location
420 Lexington Ave, Suite 2031, New York, NY, 10170
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Regulatory History (1)
Regulatory
May 2003Other Business Activities
John is involved in several business activities, including being a director/shareholder of Absolute Return Partners, a director of ME Research LLC, and president/owner of Mauldin Management Company Inc and Mauldin Management PR, LLC. He also serves as an investment adviser representative and chief economist for CMG Capital Management Group Inc.
Employment History
Current Registrations
Hightower Advisors, LLC
Previous Registrations
Amera Securities LLCBroker
Cmg Capital Management Group, INC.
Cmg Capital Management Group, INC.
Mauldin Securities, LLCBroker
The (wilson) Williams Financial GroupBroker
Corkery Investments, INC.Broker
Mauldin Solutions, LLC
Profutures Financial Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.