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ChFC

Ann Ronn

LPL Financial LLC
36 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ann Ronn is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Houston, TX, with 36 years of industry experience. Ann is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

602 Sawyer St. Ste 120, Houston, TX, 77007

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ann is a part owner of The AFP Group and owner of Income Protection Solutions, Inc., both insurance agencies. She also works as a broker for Texas Advantage Insurance Brokerage and is a member of Houston NAIFA, dedicating a full-time commitment to Income Protection Solutions, Inc. and about a quarter of her time to The AFP Group.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2026 - Present · 8 mos
LPL Financial LLC
February 2026 - Present · 8 mos
LPL Financial LLC
February 2026 - Present · 8 mos
Previous Registrations
Ameritas Advisory Services, LLC
November 2021 - March 2026 · 4 yrs 4 mos
Ameritas Advisory Services
January 2007 - November 2021 · 14 yrs 10 mos
Ameritas Investment Company, LLCBroker
January 2007 - March 2026 · 19 yrs 2 mos
The Afp Group
January 2003 - December 2012 · 9 yrs 11 mos
The Afp Group
October 2002 - December 2002 · 2 mos
1717 Capital Management CompanyBroker
March 1992 - January 2007 · 14 yrs 10 mos
Royal Alliance Associates, INC.
February 1992 - January 2007 · 14 yrs 11 mos
Royal Alliance Associates, INC.Broker
February 1992 - January 2007 · 14 yrs 11 mos
Royal Alliance Associates, INC.Broker
November 1989 - May 1991 · 1 yr 6 mos
Integrated Resources Equity CorporationBroker
May 1989 - November 1989 · 6 mos
State Registrations15 states
ARAZCACOFLIAILINMDMSNCOHOKPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ann Ronn - Financial Advisor | TrueAdvisor