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Peter Kakoyannis

36 Years of Experience
Stuart, FL
1 DisclosureBroker

Peter Kakoyannis is a registered investment advisor at UBS Financial Services INC., based in Stuart, FL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

712 South East Ocean Blvd., Ground Floor, Stuart, FL, 34994

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History

Regulatory History (1)
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Customer Dispute
January 2003
Denied
Employment History
Current Registrations
UBS Financial Services INC.
May 2009 - Present · 17 yrs
UBS Financial Services INC.Broker
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - May 2009 · 15 yrs 10 mos
Citigroup Global Markets INC.
July 1993 - May 2009 · 15 yrs 10 mos
Lehman Brothers INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
State Registrations35 states
AZCACOCTFLGAILINKSLAMAMDMEMIMOMSMTNCNHNJNMNYOHORPARISCSDTNTXVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.