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Amy Tamblyn

UBS Financial Services INC.
29 Years of Experience
Stuart, FL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Amy Tamblyn is a registered investment advisor at UBS Financial Services INC., based in Stuart, FL, with 29 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

712 South East Ocean Blvd., Ground Floor, Stuart, FL, 34994

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Financial
August 2018
Final
Financial
June 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
February 2025 - Present · 1 yr 8 mos
UBS Financial Services INC.Broker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Morgan Stanley
June 2009 - March 2025 · 15 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2025 · 15 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2006 - April 2007 · 1 yr
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Wachovia Securities, LLC
July 2003 - April 2006 · 2 yrs 9 mos
Wachovia Securities, LLCBroker
July 2003 - April 2006 · 2 yrs 9 mos
Prudential Securities Incorporated
October 1997 - July 2003 · 5 yrs 9 mos
Prudential Securities IncorporatedBroker
September 1997 - July 2003 · 5 yrs 10 mos
Dean Witter Reynolds INC.Broker
August 1996 - July 1997 · 11 mos
State Registrations42 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMNMSMTNHNJNVNYORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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