Michael Douglas Brocker

ChFC

Legacy Wealth

36 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementSocially Responsible InvestingHigh Net Worth

Legacy Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

4 advisors

Number of Clients

445 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$475.0M

Fee Structure

Minimum Investment:$150K

Financial Planning:Investment management only

Location

683 Bielenberg Drive, Suite 101, Woodbury, MN, 55125

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2018

Denied

Customer Dispute

June 2017

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Michael serves on the board of trustees for Bethel University and as a board member for Hope Academy, dedicating minimal time to each. He also works full-time as a financial advisor at Legacy Wealth Asset Management, LLC and serves as a Governor for New Life Academy, dedicating minimal time.