Michael Brocker is a ChFC-designated registered investment advisor at Legacy Wealth, based in Woodbury, MN, with 36 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 445 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Wealth offers investment management through wrap fee programs (Legacy Funds and Customized Legacy Portfolios). Please refer to the Wrap Fee Program Brochure for more information regarding fees and compensation.
Location
683 Bielenberg Drive, Suite 101, Woodbury, MN, 55125
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2018Customer Dispute
June 2017Other Business Activities
Michael serves on the board of trustees for Bethel University and as a board member for Hope Academy, dedicating minimal time to each. He also works full-time as a financial advisor at Legacy Wealth Asset Management, LLC and serves as a Governor for New Life Academy, dedicating minimal time.
Employment History
Current Registrations
Legacy Wealth
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.
Cri Securities, LLC
Marathon Advisors, INC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.