Joshua Brocker is a CFP-designated registered investment advisor at Legacy Wealth, based in Woodbury, MN, with 9 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 445 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Wealth offers investment management through wrap fee programs (Legacy Funds and Customized Legacy Portfolios). Please refer to the Wrap Fee Program Brochure for more information regarding fees and compensation.
Location
683 Bielenberg Drive, Suite 101, Woodbury, MN, 55125
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joshua is a financial advisor at Legacy Wealth Asset Management LLC, providing wealth management and financial planning services, dedicating full-time hours to this role. He is also a committee member at New Life Academy, assisting with fundraising events and foundation investments, spending minimal time on this activity.
Employment History
Current Registrations
Legacy Wealth
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.