Benjamin Brocker is a CFA-designated registered investment advisor at Legacy Wealth, based in Woodbury, MN, with 15 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 445 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Wealth offers investment management through wrap fee programs (Legacy Funds and Customized Legacy Portfolios). Please refer to the Wrap Fee Program Brochure for more information regarding fees and compensation.
Location
683 Bielenberg Drive, Suite 101, Woodbury, MN, 55125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Benjamin is a registered representative with M Holdings Securities, Inc., focusing on securities sales and spending nearly full-time on this role. He is also a financial advisor with Legacy Wealth Asset Management, LLC and an investment strategist with Legacy Wealth, LLC, dedicating nearly full-time hours to each of these roles as well.
Employment History
Current Registrations
Legacy Wealth
M Holdings Securities, INC.Broker
Previous Registrations
MML Investors Services, LLCBroker
State Registrations2 states
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