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Stefan Lambert

Equitable Advisors, LLC
36 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Stefan Lambert is a registered investment advisor at Equitable Advisors, LLC, based in New York, NY, with 36 years of industry experience. Stefan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

1345 Ave of the Americas, New York, NY, 10105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Equitable Advisors, LLC
July 2025 - Present · 1 yr 3 mos
Equitable Advisors, LLC
July 2025 - Present · 1 yr 3 mos
Equitable Advisors, LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2025 - July 2025 · 6 mos
Osaic Wealth, INC.
January 2025 - July 2025 · 6 mos
Osaic Fs, INC.Broker
October 2021 - January 2025 · 3 yrs 3 mos
Osaic Fa, INC.Broker
July 2012 - January 2025 · 12 yrs 6 mos
Osaic Fa, INC.
July 2012 - January 2025 · 12 yrs 6 mos
Waddell & Reed, INC.
May 2008 - July 2012 · 4 yrs 2 mos
Waddell & Reed, INC.Broker
May 2008 - July 2012 · 4 yrs 2 mos
UBS Financial Services INC.
October 2003 - July 2007 · 3 yrs 9 mos
UBS Financial Services INC.Broker
October 2003 - July 2007 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - October 2003 · 10 yrs 3 mos
Lehman Brothers INC.Broker
January 1990 - July 1993 · 3 yrs 6 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
June 1989 - February 1990 · 8 mos
State Registrations2 states
NYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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