David Fields
David Fields is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Knoxville, TN, with 36 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
200 Prosperity Drive, Knoxville, TN, 37923
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Regulatory History (1)
Customer Dispute
March 2024Other Business ActivitiesSells Insurance
David is a managing partner at Pacific Tides Wealth Management, a DBA name for marketing purposes. He is also an agent selling non-variable insurance since 2006.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.