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Anne Baniewicz

33 Years of Experience
Oak Brook, IL
1 DisclosureBroker

Anne Baniewicz is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2211 York Road, Suite 100, Oak Brook, IL, 60523

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History

Regulatory History (1)
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Customer Dispute
September 1992
Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Morgan Stanley Dw INC.Broker
March 2005 - April 2007 · 2 yrs 1 mo
UBS Financial Services INC.Broker
February 1996 - October 2004 · 8 yrs 8 mos
Bear, Stearns & CO. INC.Broker
October 1995 - January 1996 · 3 mos
D.E. Frey & Company, INC.Broker
July 1993 - July 1995 · 2 yrs
Dean Witter Reynolds INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.