Rockwell Pearson
Rockwell Pearson is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Denver, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1997Other Business Activities
Rockwell operates under the DBA Johlfs Financial Group for his LPL business. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Financial Equity Corporation
First Financial Equity CorporationBroker
Ameriprise Advisor Services, INC.Broker
Ameriprise Advisor Services, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.