Scott Rich is a registered investment advisor at Huntleigh Advisors, INC., based in St. Louis, MO, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
The annual fee and assets under management levels are negotiable based upon certain criteria.
Fee Estimator
Location
7800 Forsyth Blvd, 5th Floor, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2010Other Business Activities
Scott is an investor and member of KRD Enterprises, LLC, which operates chiropractic clinics. He provides ongoing business advice, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Huntleigh Advisors, INC.
Previous Registrations
Wunderlich Securities, INC.
Mindshare Capital Management, LLC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.