Francine Foerst
Francine Foerst is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Goshen, NY, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
17 West Streeet, Goshen, NY, 10924
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Customer Dispute
June 2016Other Business Activities
Francine is involved with Shaklee Products, dedicating minimal time outside of trading hours. She is also an associate with Isagenix, focusing on cleansing products, and this activity does not occur during security trading hours.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.