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Larry Osborne

34 Years of Experience
Mesa, AZ
1 DisclosureBroker

Larry Osborne is a registered investment advisor at Wells Fargo Advisors, based in Mesa, AZ, with 34 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2410 S Power Rd, Mesa, AZ, 85209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Other Business Activities

Larry owns rental properties and is a landlord, dedicating minimal time to these activities. He is also a board member for Casitas Tempe HOA, spending a few hours per week making decisions related to property maintenance and safety.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
March 2008 - January 2011 · 2 yrs 10 mos
Wells Fargo Investments, LLCBroker
February 2008 - January 2011 · 2 yrs 11 mos
Chase Investment Services CORP.
August 2006 - February 2008 · 1 yr 6 mos
Chase Investment Services CORP.Broker
July 2005 - February 2008 · 2 yrs 7 mos
Banc One Securities CorporationBroker
February 2000 - July 2005 · 5 yrs 5 mos
Vanguard Marketing CorporationBroker
September 1995 - September 1998 · 3 yrs
Piper Jaffray INC.Broker
August 1994 - May 1995 · 9 mos
Liberty Securities CorporationBroker
February 1994 - September 1994 · 7 mos
Gna Securities, INC.Broker
December 1992 - February 1994 · 1 yr 2 mos
John Hancock Distributors, INC.Broker
July 1990 - January 1993 · 2 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1990 - January 1993 · 2 yrs 6 mos
Integrated Resources Equity CorporationBroker
June 1989 - September 1989 · 3 mos
State Registrations34 states
AZCACODEFLGAIAIDILINKYMAMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASDTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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